David Brooks
David Brooks is a registered investment advisor at Financial & Tax Architects, LLC, based in St. Louis, MO, with 36 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,574 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.95% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Fees may be negotiable in certain circumstances.
Fee Estimator
Location
12412 Powerscourt Drive, Suite 25, St. Louis, MO, 63131
Get directionsHistory
Regulatory History (1)
Regulatory
March 1998Other Business ActivitiesSells Insurance
David is a managing member and insurance agent at FTA Insurance Services, LLC, dedicating more than half of his time to insurance sales since 2016. He also spends minimal time on RIA Compliance Services, LLC since 2018.
Employment History
Current Registrations
Financial & Tax Architects, LLC
Previous Registrations
Securities Service Network, INC.Broker
Cardinal Investments, INC.Broker
Walnut Street Securities, INC.Broker
Cutter and Company Brokerage, INC.Broker
First American National Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.