David Scott Brooks

Financial & Tax Architects, LLC

35 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Financial & Tax Architects, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

1,061 clients

Average Client Portfolio

$418K average

Assets Under Management

$443.0M

Fee Structure

Financial Planning:Included in AUM fee

Location

12412 Powerscourt Drive, Suite 25, St. Louis, MO, 63131

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History

Regulatory History (1)

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Regulatory

March 1998

Final

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Other Business ActivitiesSells Insurance

David is a managing member and insurance agent at FTA Insurance Services, LLC, dedicating more than half of his time to insurance sales since 2016. He also spends minimal time on RIA Compliance Services, LLC since 2018.

Employment History

Current Registrations

Financial & Tax Architects, LLC

July 1999 - Present · 26 yrs 7 mos

Previous Registrations

Securities Service Network, INC.Broker

June 1998 - July 2009 · 11 yrs 1 mo

Cardinal Investments, INC.Broker

February 1995 - October 1997 · 2 yrs 8 mos

Walnut Street Securities, INC.Broker

January 1992 - January 1995 · 3 yrs

Cutter and Company Brokerage, INC.Broker

June 1991 - January 1992 · 7 mos

First American National Securities, INC.Broker

May 1989 - June 1991 · 2 yrs 1 mo

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.