JJ
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James Johnson

20 Years of Experience
Albuquerque, NM
Broker

James Johnson is a registered investment advisor, based in Albuquerque, NM, with 20 years of industry experience.

Location

5951 Jefferson Ct. NE., Albuquerque, NM, 87109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James works full-time at Los Alamos National Labs as an Executive Officer and spends about half his time during trading hours. He is also a consultant/client team member at Charles Stephen and Company and chairs the Benefit and Investment committee at Los Alamos National Laboratory, dedicating minimal time to this role.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 11 mos
The Ameriflex Group
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
February 2021 - September 2023 · 2 yrs 7 mos
Kestra Advisory Services, LLC
April 2016 - February 2021 · 4 yrs 10 mos
NFP Advisor Services, LLC
November 2007 - September 2016 · 8 yrs 10 mos
Kestra Investment Services, LLCBroker
August 2007 - February 2021 · 13 yrs 6 mos
Kemper Securities Group, INC.Broker
September 1990 - October 1990 · 1 mo
Boettcher & Company, INC.Broker
March 1989 - September 1990 · 1 yr 6 mos
State Registrations3 states
CANMNV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.