Scott Papes is a registered investment advisor at Osaic Wealth, INC., based in Trinity, FL, with 36 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4625 Little Road, Trinity, FL, 34655
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott is a board member for East Lake Rec Advisory Board and secretary for East Lake Youth Sports Association, advising on local sports complexes. He also owns SP Financial Inc, an S-corp for his securities business commissions, and Tramonto Properties LLC, an S-corp that owns a vacation condo, and works as an investment advisor for Securities America Advisory, taking nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Cornerstone Investment Services, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Advantage Capital CorporationBroker
Putnam Mutual Funds CORP.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.