RH
RH

Ralph Haebich

37 Years of Experience
Melville, NY
3 DisclosuresBroker

Ralph Haebich is a registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 37 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Broadhollow Rd, Ste 302, Melville, NY, 11747

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Closed-No Action
Customer Dispute
April 2002
Closed-No Action
Customer Dispute
April 2001
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Ameriprise Financial Services, LLC
October 2022 - Present · 3 yrs 7 mos
Ameriprise Financial Services, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2012 - October 2022 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
October 2010 - October 2022 · 12 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
August 2001 - June 2009 · 7 yrs 10 mos
David Lerner Associates, INC.Broker
February 1989 - September 2001 · 12 yrs 7 mos
State Registrations28 states
AKALAZCACOCTDEFLGAIALAMAMDMOMTNCNHNJNVNYORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ralph Haebich - Financial Advisor | TrueAdvisor