Penelope Kaufman
Penelope Kaufman is a registered investment advisor at Prentiss Smith & Company, INC., based in Brattleboro, VT, with 18 years of industry experience. Penelope operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 330 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.55% |
| $20M+ | 0.55% |
Fees are negotiable.
Fee Estimator
Location
950 Western Avenue, Brattleboro, VT, 05301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Prentiss Smith & Company, INC.
State Registrations5 states
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