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Robert Browne

Robert W. Baird & CO. Incorporated
37 Years of Experience
Florham Park, NJ
2 DisclosuresBroker
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Robert Browne is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Florham Park, NJ, with 37 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

200 Campus Drive, Ste 170, Florham Park, NJ, 07932

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Employment Separation After Allegations
June 1995
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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
December 2016 - Present · 9 yrs 10 mos
Robert W. Baird & CO. Incorporated
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - January 2017 · 9 yrs
Wells Fargo Clearing Services, LLC
January 2008 - January 2017 · 9 yrs
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
July 1995 - January 2008 · 12 yrs 6 mos
Smith Barney INC.Broker
May 1995 - July 1995 · 2 mos
Halpert and Company, INC.Broker
February 1989 - June 1995 · 6 yrs 4 mos
State Registrations33 states
AKAZCACOCTDCDEFLGAILINKYMAMDMEMIMOMTNCNHNJNVNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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