James Bunting
James Bunting is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4725 Piedmont Row Drive, Suite 400, Charlotte, NC, 28210
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Regulatory History (1)
Financial
October 2018Other Business ActivitiesSells Insurance
James is compensated from investment-related sales of insurance and annuities through the firm and its affiliated entities. These entities include FTB Advisors Insurance Services, Inc. and First Horizon Insurance Services, Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Horizon Advisors, INC.Broker
First Horizon Advisors, INC
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Stancorp Equities, INC.Broker
Stancorp Investment Advisers, INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Hartford Equity Sales Company INC.Broker
Ing Financial Advisers, LLCBroker
Manulife Financial Securities LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.