William Schantz is a registered investment advisor at Captrust, based in Allentown, PA, with 35 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
600 Hamilton Street, Suite 900, Allentown, PA, 18101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a principal at Captrust, engaging in RIA activities and life insurance sales, dedicating full-time hours. He is also an investor in MEBS Holdings, LLC, spending minimal time, and a financial advisor at Strategic Advisor Group, working an extraordinary 150 hours per week. Finally, William is a co-executor for the Estate of Patricia V. Schantz, spending a few hours per week.
Employment History
Current Registrations
Captrust
M Holdings Securities, INC.Broker
Previous Registrations
Mfp Strategies
MML Investors Services, INC.Broker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.