Richard Palhegyi
Richard Palhegyi is a registered investment advisor at Wells Fargo Advisors, based in Atlanta, GA, with 36 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3280 Peachtree Rd NE 4th Fl, [G4-Rbo], Atlanta, GA, 30305
Get directionsHistory
Regulatory History (3)
Judgment / Lien
March 2023Criminal
September 2022Customer Dispute
July 2003Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Bear, Stearns & CO. INC.Broker
Gruntal & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Oppenheimer & CO., INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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