Kenneth Liddy
Kenneth Liddy is a registered investment advisor at Oppenheimer & CO. INC., based in Warrington, PA, with 37 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
2700 Kelly Road, Suite 120, Warrington, PA, 18976
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2012Customer Dispute
January 2012Customer Dispute
April 2011Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
Janney Montgomery Scott LLCBroker
Smith Barney INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Hibbard Brown & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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