Rick Stivers
Rick Stivers is a registered investment advisor at Eagle Strategies LLC, based in Due West, SC, with 37 years of industry experience. Rick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:
- Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
- ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
- Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
- New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
Location
Due West, SC
Get directionsHistory
Regulatory History (2)
Regulatory
March 2022Customer Dispute
March 2001Other Business ActivitiesSells Insurance
Rick brokers non-registered insurance products with multiple carriers and operates under the DBA name Lens Financial & Insurance Solutions to sell New York Life products. He also owns two rental units in Myrtle Beach, provides consulting services to New York Life, and is a director for Aiden Foundation.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.