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Amber Brummit

28 Years of Experience
Moline, IL
Broker

Amber Brummit is a registered investment advisor at Quad City Investment Center, based in Moline, IL, with 28 years of industry experience. Amber operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 615 clients with $310M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
615 clients
Average Client Portfolio
$502K average
Assets Under Management
$308.6M

Fee Structure

Investment management only (planning not offered)

Quad City Investment Center's annual fee for portfolio management ranges from 0.60% to 1.35% of the value of your investments. The fee depends on the amount you invest, the complexity of the services, and the level of administration you request. The fee is billed quarterly in advance. The advisory fee is negotiable.

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Location

3551 7th Street, Moline, IL, 61265

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amber operates under the DBA Quad City Investment Center since 2005 and provides tax preparation, accounting, and bookkeeping services through Michael Einfeldt & Associates, dedicating about 10-20% of her time. She also provides investment advisory services through Quad City Investment Center, spending about 20 hours per month on this activity.

Employment History
Current Registrations
Quad City Investment Center
March 2011 - Present · 15 yrs 2 mos
LPL Financial LLC
May 2005 - Present · 21 yrs
LPL Financial LLCBroker
May 2005 - Present · 21 yrs
Previous Registrations
LPL Financial LLC
March 2021 - April 2021 · 1 mo
LPL Financial LLC
November 2010 - February 2014 · 3 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
April 1997 - May 2005 · 8 yrs 1 mo
State Registrations26 states
ALAZCACODCFLGAIAILINKSMIMNMOMSNCNVNYOHOKPASCTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.