David Turcott
David Turcott is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9375 E Shea Blvd, Ste 100, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2016Customer Dispute
August 2013Other Business Activities
David operates Tower 68 Financial Advisors as a DBA for his LPL business. This activity is investment-related and conducted at his business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Chase Manhattan Investment Services, INC.Broker
Lehman Brothers INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.