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CFP

Stephanie Lynne

LPL Financial LLC
26 Years of Experience
Westwood, MA
Broker
View SEC Summary
View SEC Summary

Stephanie Lynne is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 26 years of industry experience. Stephanie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephanie works as a teacher for a CFP course at Boston University, dedicating minimal time. She also operates under the DBA Bay Financial Associates for her LPL business, dedicating full-time hours.

Employment History
Current Registrations
LPL Financial LLC
May 2016 - Present · 10 yrs 5 mos
LPL Financial LLCBroker
April 2016 - Present · 10 yrs 6 mos
LPL Financial LLC
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Bay Financial Advisors, INC.
June 2016 - December 2018 · 2 yrs 6 mos
Personal Financial Planning LLC
January 2007 - June 2016 · 9 yrs 5 mos
G. W. & Wade Asset Management Company, INC.Broker
February 2006 - December 2006 · 10 mos
Boston Financial Securities, INC.Broker
June 1997 - January 1999 · 1 yr 7 mos
Boston Financial Securities, INC.Broker
February 1993 - July 1995 · 2 yrs 5 mos
Mimlic Sales CorporationBroker
October 1991 - November 1992 · 1 yr 1 mo
Liberty Securities CorporationBroker
March 1989 - November 1989 · 8 mos
State Registrations5 states
CAMANYTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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