Stephanie Lynne is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephanie works as a teacher for a CFP course at Boston University, dedicating minimal time. She also operates under the DBA Bay Financial Associates for her LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Bay Financial Advisors, INC.
Personal Financial Planning LLC
G. W. & Wade Asset Management Company, INC.Broker
Boston Financial Securities, INC.Broker
Boston Financial Securities, INC.Broker
Mimlic Sales CorporationBroker
Liberty Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.