GL
CFP
GL
CFP
Gerald Lowe
37 Years of Experience
Atlanta, GA
3 DisclosuresBroker
Gerald Lowe is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3414 Peachtree Road NE, Suite 550, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005Denied
Customer Dispute
July 2004Denied
Customer Dispute
June 1999Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.
November 2003 - September 2016 · 12 yrs 10 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
April 1999 - January 2001 · 1 yr 9 mos
Lehman Brothers INC.Broker
June 1992 - April 1999 · 6 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1989 - June 1992 · 3 yrs 3 mos
State Registrations23 states
CACODCFLGAIAILLAMNMOMSNCNJNYOHOKPARISCTNTXUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.