Nicholas Capezzuto is a registered investment advisor, based in Riverdale, NJ, with 33 years of industry experience.
Location
73 Newark Pompton Turnpike, 2nd Floor, Riverdale, NJ, 07457
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as a consultant for Alphasights, providing his views on advisory services to brokerage houses and banks. He dedicates minimal time to this activity.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
November 2024 - Present · 1 yr 8 mos
Steward Partners Investment Solutions, LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2024 - November 2024 · 5 mos
Ameriprise Financial Services, LLCBroker
March 2024 - November 2024 · 8 mos
Stonex Financial INC.Broker
July 2018 - February 2024 · 5 yrs 7 mos
Multi-Bank Securities, INC.Broker
September 2017 - May 2018 · 8 mos
Oppenheimer & CO. INC.Broker
October 2016 - June 2017 · 8 mos
Guggenheim Securities, LLCBroker
August 2015 - June 2016 · 10 mos
Hsbc Securities (USA) INC.Broker
March 2011 - May 2015 · 4 yrs 2 mos
Hilliard Farber & CO., INC.Broker
July 2009 - March 2011 · 1 yr 8 mos
Barclays Capital INC.Broker
March 2002 - April 2009 · 7 yrs 1 mo
Salomon Smith Barney INC.Broker
November 1997 - March 2002 · 4 yrs 4 mos
Salomon Brothers INC.Broker
May 1991 - September 1998 · 7 yrs 4 mos
Dean Witter Reynolds INC.Broker
February 1991 - May 1991 · 3 mos
State Registrations6 states
FLMDNJNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.