JE
JE

John Enders

33 Years of Experience
San Francisco, CA
Broker

John Enders is a registered investment advisor at RBC Capital Markets, LLC, based in San Francisco, CA, with 33 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

345 California Street, San Francisco, CA, 94104-2642

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
February 2018 - Present · 8 yrs 3 mos
RBC Capital Markets, LLC
February 2018 - Present · 8 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Edward JonesBroker
October 2017 - February 2018 · 4 mos
Edward Jones
October 2017 - February 2018 · 4 mos
Morgan Stanley
October 2012 - October 2017 · 5 yrs
Morgan StanleyBroker
October 2012 - October 2017 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - October 2012 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - October 2012 · 1 yr 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2011 · 2 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2011 · 2 yrs 2 mos
Citigroup Global Markets INC.
August 2006 - June 2009 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2006 - June 2009 · 2 yrs 10 mos
Charles Schwab & CO., INC.
November 2005 - February 2006 · 3 mos
Charles Schwab & CO., INC.Broker
August 1992 - February 2006 · 13 yrs 6 mos
Raffensperger, Hughes & CO., INC.Broker
April 1992 - June 1992 · 2 mos
A. G. Edwards & Sons, INC.Broker
March 1989 - October 1989 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.