Paul Burns
Paul Burns is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
426 North 44th Street Suite 115, Phoenix, AZ, 85008
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2014Employment Separation After Allegations
January 1994Other Business ActivitiesSells Insurance
Paul sells fixed insurance products through Southwest Wealth Advisory Group, dedicating about 10-20% of his time. He also serves as President of the United States Tennis Association (USTA) and as Trustee for the Christian D. Roe Irrevocable Trust, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
New England SecuritiesBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Mony Securities CORP.Broker
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Lehman Brothers INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.