Karen Schotter is a ChFC-designated registered investment advisor at Edward Jones, based in Santa Fe, NM, with 19 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
810 Calle Mejia Suite 101, Santa Fe, NM, 87501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Karen is an independent yoga teacher since 2010, teaching at various local studios and La Posada Hotel. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Gni Securities, INC.Broker
Refco Securities, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Randal EganEdward Jones
- Loren Testa, ChFCEdward Jones
- Michael CuppEdward Jones
- Jeffrey Weeast, CFPEdward Jones
- Emily Zinn, CFPMultnomah Group, INC.
- William Mcarthur, CFPJ. W. Cole Advisors, INC.