CW
CFP
CW
CFP
Charles Wetzel is a CFP-designated registered investment advisor, based in Belair, MD, with 35 years of industry experience.
Location
Belair, MD
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2003Settled
Other Business ActivitiesSells Insurance
Charles is a member of Wetzel & Associates, LLC, where he works nearly full-time as an accountant providing consulting, insurance, investment advisory, and tax/accounting/CPA services. He is also an investment advisor representative for Kestra Advisory Services, LLC, dedicating minimal time to this role.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
June 2017 - Present · 9 yrs 1 mo
Kestra Advisory Services, LLC
June 2017 - Present · 9 yrs 1 mo
Kestra Investment Services, LLC
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Cadaret Grant & CO INC
October 2008 - June 2017 · 8 yrs 8 mos
Cadaret, Grant & CO., INC.Broker
October 2008 - June 2017 · 8 yrs 8 mos
Gilman + Ciocia, INC.
December 2002 - December 2004 · 2 yrs
Asset & Financial Planning, LTD
October 2002 - October 2008 · 6 yrs
Gilman + Ciocia, INC.
January 2001 - December 2005 · 4 yrs 11 mos
Prime Capital Services, INC.Broker
February 1999 - October 2008 · 9 yrs 8 mos
Royal Alliance Associates, INC.Broker
January 1995 - February 1999 · 4 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
April 1992 - February 1995 · 2 yrs 10 mos
Lincoln Financial Advisors CorporationBroker
April 1992 - February 1995 · 2 yrs 10 mos
Pruco Securities CorporationBroker
January 1992 - March 1992 · 2 mos
The Prudential Insurance Company of AmericaBroker
January 1992 - March 1992 · 2 mos
The Prudential Insurance Company of AmericaBroker
June 1991 - December 1991 · 6 mos
Pruco Securities CorporationBroker
June 1991 - December 1991 · 6 mos
Nylife Securities INC.Broker
April 1989 - April 1990 · 1 yr
State Registrations9 states
DEMDNCNJPARISCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.