Christopher Ruspi
Christopher Ruspi is a CFP-designated registered investment advisor at Applied Financial Wisdom, based in New Market, MD, with 37 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 151 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Applied Financial Wisdom charges a percentage of your portfolio's value each year for investment management services. This fee is collected quarterly in advance and is negotiable. The specific fee depends on your individual circumstances. Clients will pay higher fees for securities purchased on margin transactions.
Location
New Market, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christopher operates Applied Financial Wisdom as a DBA for his LPL business and through The Alliance of Wealth Advisors, LLC, spending about half his time on asset management and financial planning. He also owns a travel blog and rental real estate, dedicating minimal time to each.
Employment History
Current Registrations
Applied Financial Wisdom
LPL Financial LLCBroker
Previous Registrations
Research Financial Strategies
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Baraban Securities, INC.Broker
Tamaron Investments, INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.