RM
CFP
RM
CFP

Ronald Midgley

36 Years of Experience
Canfield, OH
Broker

Ronald Midgley is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Canfield, OH, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

5731 Shields Road, Suite D2, Canfield, OH, 44406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald uses Capital Wealth Group as a DBA for his financial services business, dedicating about half of his time to it. He also owns several support companies (Midgley Financial, Midgley Wealth Strategies, and RM Financial Services LLC), but spends minimal time on each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2009 - Present · 17 yrs 5 mos
Raymond James Financial Services, INC.
April 2009 - Present · 17 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 2009 - Present · 17 yrs 5 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - April 2009 · 5 yrs 9 mos
Wachovia Securities, LLC
July 2003 - April 2009 · 5 yrs 9 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
November 2000 - July 2003 · 2 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
January 1994 - November 2000 · 6 yrs 10 mos
Mcdonald & Company Securities, INC.Broker
May 1989 - January 1994 · 4 yrs 8 mos
State Registrations25 states
ALAZCACOCTFLGAILINKSMDMIMNMONCNHNVOHOKPASCTXUTVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Ronald Midgley - Financial Advisor | TrueAdvisor