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Brian Lampsa

33 Years of Experience
Chicago, IL
Broker

Brian Lampsa is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is an officer/director of one or more affiliates, a normal routine with the broker/dealer. Brian also owns Pleasant Land LLC, an agriculture/farming business, and spends minimal time on it.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2007 - Present · 18 yrs 11 mos
Raymond James & Associates, INC.
June 2007 - Present · 18 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2007 - Present · 18 yrs 11 mos
Previous Registrations
Howe Barnes Capital Management, INC.
July 2011 - December 2011 · 5 mos
Howe Barnes Hoefer & Arnett, INC.Broker
April 2011 - August 2011 · 4 mos
Howe Barnes Capital Management, INC.
August 2000 - July 2007 · 6 yrs 11 mos
Howe Barnes Hoefer & Arnett, INC.Broker
October 1999 - July 2007 · 7 yrs 9 mos
First Union Securities, INC.Broker
March 1997 - December 1999 · 2 yrs 9 mos
Chatfield Dean & CO., INC.Broker
May 1992 - March 1997 · 4 yrs 10 mos
State Registrations40 states
AKALARAZCACOCTDEFLGAIAIDILINKYMAMDMIMNMOMTNCNENHNJNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Lampsa - Financial Advisor | TrueAdvisor