Suzanne Sweeney is a registered investment advisor at RBC Capital Markets, LLC, based in Chevy Chase, MD, with 33 years of industry experience. Suzanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5425 Wisconsin Avenue, Suite 301, Chevy Chase, MD, 20815-3552
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Suzanne serves as power of attorney for her mother. This activity is not investment-related.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
J.P. Morgan Securities INC.Broker
Hambrecht & Quist LLCBroker
Lazard Freres & CO. LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Salomon Brothers INC.Broker
Hambrecht & Quist IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.