TC
TC

Thomas Cummings

12 Years of Experience
Manasquan, NJ
Broker

Thomas Cummings is a registered investment advisor at Cetera Investment Advisers LLC, based in Manasquan, NJ, with 12 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Manasquan, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is the owner of Cummings Wealth Management, LLC, providing financial services. He dedicates a few hours per week to IPC portfolios and managing client relationships.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2015 - Present · 11 yrs
Cetera Financial Specialists LLCBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Elders Government Securities INC.Broker
March 1989 - August 1990 · 1 yr 5 mos
State Registrations8 states
CACTFLHIMDNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Cummings - Financial Advisor | TrueAdvisor