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Aron Maddox

27 Years of Experience
Pikesville, MD
Broker

Aron Maddox is a registered investment advisor at MML Investors Services, LLC, based in Pikesville, MD, with 27 years of industry experience. Aron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Pikesville, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aron works as a fulfillment associate at an Amazon warehouse. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
MML Investors Services, LLC
January 2016 - Present · 10 yrs 4 mos
MML Investors Services, LLC
August 2015 - Present · 10 yrs 9 mos
MML Investors Services, LLCBroker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
March 2014 - October 2014 · 7 mos
T. Rowe Price Investment Services, INC.Broker
September 2011 - October 2014 · 3 yrs 1 mo
Uvest Financial Services Group, INC.Broker
August 2002 - October 2010 · 8 yrs 2 mos
Profunds Distributors, INC.Broker
April 2002 - June 2002 · 2 mos
Icma-Rc Services, LLCBroker
April 1999 - July 2000 · 1 yr 3 mos
First Maryland Brokerage CorporationBroker
August 1996 - April 1999 · 2 yrs 8 mos
Mimlic Sales CorporationBroker
February 1995 - August 1996 · 1 yr 6 mos
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.