RD
RD

Richard Dowdle

35 Years of Experience
Oak Brook, IL
Broker

Richard Dowdle is a registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1211 W. 22nd St, Suite 209, Oak Brook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
January 2026 - Present · 4 mos
LPL Financial LLC
October 2019 - Present · 6 yrs 7 mos
LPL Financial LLCBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Ohio National Equities, INC.Broker
March 1998 - October 2018 · 20 yrs 7 mos
Capital Brokerage CorporationBroker
December 1997 - February 1998 · 2 mos
Forth Financial Securities, CorporationBroker
February 1991 - December 1997 · 6 yrs 10 mos
Rbh Equities, INC.Broker
May 1989 - October 1990 · 1 yr 5 mos
State Registrations21 states
AZCACOCTDCFLGAIAILINMAMIMNNCNENJOHPASCTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.