CB
CB

Christopher Buol

36 Years of Experience
Oakbrook Terrace, IL
Broker

Christopher Buol is a registered investment advisor at RBC Capital Markets, LLC, based in Oakbrook Terrace, IL, with 36 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Two Mid America Plaza, Suite 500 South, Oakbrook Terrace, IL, 60181-4715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
January 2008 - Present · 18 yrs 4 mos
RBC Capital Markets, LLC
January 2008 - Present · 18 yrs 4 mos
RBC Capital Markets, LLC
January 2008 - Present · 18 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
March 2002 - January 2008 · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
February 2002 - January 2008 · 5 yrs 11 mos
RBC Dain Rauscher INC.Broker
March 1998 - March 2002 · 4 yrs
Dain Rauscher IncorporatedBroker
October 1994 - March 1998 · 3 yrs 5 mos
Lehman Brothers INC.Broker
September 1991 - October 1994 · 3 yrs 1 mo
Oppenheimer & CO., INC.Broker
February 1990 - September 1991 · 1 yr 7 mos
Mesirow Investment Services, INC.Broker
July 1989 - March 1990 · 8 mos
State Registrations33 states
ALARAZCACOCTDEFLILINMAMDMEMIMNMOMTNCNENVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Buol - Financial Advisor | TrueAdvisor