Louise Holtz is a registered investment advisor at LPL Financial LLC, based in Cedar Rapids, IA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Cedar Rapids, IA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Louise is involved in beekeeping and selling honey through Rocky's Backyard Honey since 2022. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Bfc Planning, INC.
Securities Management & Research, INC.Broker
LPL Financial LLCBroker
Advantage Investment Management, LLC
J.R. Russo Investment Advisors
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Eneric Financial Services, INC.Broker
Cambridge Investment Research, INC.Broker
NFP Securities, INC.Broker
Private Consulting Group, INC.Broker
Phillips & Company Securities INC.Broker
Aegon USA Securities INC.Broker
Securities America, INC.Broker
Sunamerica Securities, INC.Broker
Securities Corporation of IowaBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.