Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,869 clients
Average Client Portfolio
$538K average
Assets Under Management
$1.0B
Fee Structure
Minimum Investment:None
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.00% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9732 Rosehill Road, Lenexa, KS, 66061
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a co-owner of DOCE Properties, LLC, where he collects rents, deals with tenants, and schedules maintenance and repairs. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Lexaurum Advisors
February 2022 - Present · 4 yrs 1 mo
Previous Registrations
Allstate Financial Services, LLCBroker
September 2009 - September 2021 · 12 yrs
Sunset Financial Services, INC.Broker
September 2000 - June 2004 · 3 yrs 9 mos
Country Capital Management CompanyBroker
July 1999 - July 2000 · 1 yr
Country Capital Management CompanyBroker
April 1989 - December 1995 · 6 yrs 8 mos
State Registrations1 state
KS
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.