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Peter Butler

Newedge Advisors
37 Years of Experience
Cleveland, OH
9 Disclosures
View SEC Summary
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Peter Butler is a registered investment advisor at Newedge Advisors, based in Cleveland, OH, with 37 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4807 Rockside Road, Suite 280, Cleveland, OH, 44131

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Settled
Customer Dispute
December 2017
Denied
Customer Dispute
July 2017
Denied
Employment Separation After Allegations
January 2017
Customer Dispute
October 2016
Denied
Regulatory
September 2016
Final
Customer Dispute
March 2014
Settled
Customer Dispute
March 2014
Settled
Customer Dispute
December 2010
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Newedge Advisors
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Mid Atlantic Financial Management, INC.
February 2017 - November 2021 · 4 yrs 9 mos
Ameriprise Financial Services, INC.
April 2010 - February 2017 · 6 yrs 10 mos
Ameriprise Financial Services, INC.Broker
March 2010 - February 2017 · 6 yrs 11 mos
Signator Investors, INC.
January 2008 - March 2010 · 2 yrs 2 mos
Signator Investors, INC.Broker
January 2008 - March 2010 · 2 yrs 2 mos
Metlife Securities INC.
May 2003 - January 2008 · 4 yrs 8 mos
Metlife Securities INC.Broker
October 2002 - January 2008 · 5 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
October 2002 - July 2007 · 4 yrs 9 mos
New England SecuritiesBroker
October 2000 - September 2002 · 1 yr 11 mos
Pruco Securities CorporationBroker
June 1989 - October 2000 · 11 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
June 1989 - December 1993 · 4 yrs 6 mos
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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