Joseph Smith
Joseph Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 17 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8111 East Indian Bend Road, Scottsdale, AZ, 85250
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph owns A-Advantage Tax & Financial Services, providing tax planning and preparation services. He also sells life, disability, long-term care, and individual & group health insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Previous Registrations
A-Advantage Tax & Financial Services INC.
Financial Network Investment Corporation
State Registrations1 state
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