James Schlager is a CFP-designated registered investment advisor, based in El Segundo, CA, with 37 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
101 North Pacific Coast Hwy, Suite 305, El Segundo, CA, 90245
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Regulatory History (2)
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Customer Dispute
June 1994Settled
Customer Dispute
May 1994Settled
Employment History
Current Registrations
Cp Client Solutions LLCBroker
June 2026 - Present · 4 mos
Cerity Partners LLC
March 2026 - Present · 7 mos
Previous Registrations
Running Point Capital Advisors LLC
December 2019 - August 2026 · 6 yrs 8 mos
Valmark Securities, INC.Broker
December 2018 - January 2020 · 1 yr 1 mo
Valmark Securities, INC.Broker
July 2012 - October 2014 · 2 yrs 3 mos
Moss Adams Securities & Insurance LLCBroker
December 2005 - January 2020 · 14 yrs 1 mo
Aig Financial Advisors, INC.
October 2005 - December 2005 · 2 mos
Aig Financial Advisors, INC.Broker
October 2005 - December 2005 · 2 mos
Moss Adams Wealth Advisors LLC
March 1997 - January 2020 · 22 yrs 10 mos
Sentra Securities CORP
January 1997 - October 2005 · 8 yrs 9 mos
Sentra Securities CorporationBroker
November 1995 - October 2005 · 9 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
June 1989 - November 1995 · 6 yrs 5 mos
Metlife Securities INC.Broker
June 1989 - November 1995 · 6 yrs 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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