AC
AC

Athol Cochrane

36 Years of Experience
BrokerSells Insurance

Athol Cochrane is a registered investment advisor, based in Middletown, RI, with 36 years of industry experience.

Location

Middletown, RI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Athol is a partner at Wealth Solutions, LLC, dedicating full-time hours to trading. He also owns rental property, is a shareholder in Biomech Equipment LLC, is an insurance agent, and is President of St Johns College Foundation, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2022 - Present · 3 yrs 8 mos
Pallas Capital Advisors, LLC
July 2021 - Present · 4 yrs 9 mos
Previous Registrations
Prudential Financial Planning Services
July 1998 - July 2021 · 23 yrs
Pruco Securities, LLC.Broker
May 1989 - July 2021 · 32 yrs 2 mos
The Prudential Insurance Company of AmericaBroker
May 1989 - December 1993 · 4 yrs 7 mos
State Registrations7 states
DCFLMAMDNYRIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.