Athol Cochrane is a registered investment advisor, based in Middletown, RI, with 37 years of industry experience. Athol is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Middletown, RI
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Athol is a partner at Wealth Solutions, LLC, dedicating full-time hours to trading. He also owns rental property, is a shareholder in Biomech Equipment LLC, is an insurance agent, and is President of St Johns College Foundation, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Pallas Capital Advisors, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Danielle Braun, CFPStrategic Advisers LLC
- Brendan Solecki, CFPSavant Wealth Management
- Andre Khalfayan, PFSSavant Wealth Management
- Sean Maloney, CFPSavant Wealth Management
- Andrew Parsons, CFPSavant Wealth Management
- Jeffrey Grimes, CFPSavant Wealth Management