Stephen Horvath
Stephen Horvath is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2030 E Speedway Blvd Ste 220, Tucson, AZ, 85719
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Regulatory History (1)
Customer Dispute
April 2005Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent since 1990, dedicating minimal time to this activity. He is also an advisory representative of a RIA, spending nearly full-time hours on this. Stephen owns rental property in California, requiring minimal time, and is an owner/partner of Eruditius Wealth Advisors, Inc, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
The Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.