JM
CFA
JM
CFA

Joseph Mannes

31 Years of Experience
Dallas, TX
Broker

Joseph Mannes is a CFA-designated registered investment advisor at Samco Proprietary Trading, INC., based in Dallas, TX, with 31 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1700 Pacific Ave, Ste 4650, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is the president of Provincial Foundation, on the advisory board for Peacock Alley, and on the finance committee for Highland Park ISD. He also officiates lacrosse games, is on the board of directors for DXP Enterprises, is Chairman/Director for SAMCO Proprietary Trading, Inc., and will be Treasurer for Ron Sturgeon Family Foundation, and on the audit sub-committee for USA Lacrosse.

Employment History
Current Registrations
Samco Proprietary Trading, INC.
March 2024 - Present · 2 yrs 2 mos
Samco Capital Markets, INC.Broker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
Halter Global Opportunity Fund Management, LLC
February 2010 - December 2011 · 1 yr 10 mos
Commerce Street Capital, LLCBroker
September 2007 - June 2008 · 9 mos
Penson Financial Services, INC.Broker
February 2003 - May 2006 · 3 yrs 3 mos
Service Asset Management CompanyBroker
August 2001 - February 2003 · 1 yr 6 mos
Rauscher Pierce Refsnes, INC.Broker
May 1989 - June 1996 · 7 yrs 1 mo
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.