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ChFC
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ChFC

David West

Tucker Asset Management LLC
21 Years of Experience
Orem, UT
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

David West is a ChFC-designated registered investment advisor at Tucker Asset Management LLC, based in Orem, UT, with 21 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,960 clients with $600M in assets under management.

Tucker Asset Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
60 advisors
Number of Clients
2,960 clients
Average Client Portfolio
$204K average
Assets Under Management
$603.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee is a percentage of assets under management not to exceed 2.00%. Fees are negotiable on a client-by-client basis. Accounts over $10,000 also pay an administrative and technology fee of up to $100 annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1367 S. 740 E, Orem, UT, 84097

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2010
Regulatory
January 2006
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is the Founder and President of West Capital Advisors, Inc., an insurance agency, since 1996. He dedicates nearly full-time hours to providing financial consulting services and selling non-investment products, including annuities, life insurance, and long-term care insurance.

Employment History
Current Registrations
Tucker Asset Management LLC
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Alpine Capital Management, LLC
October 2013 - December 2020 · 7 yrs 2 mos
Oneamerica Securities, INC.Broker
April 2012 - July 2012 · 3 mos
Oneamerica Securities, INC.
February 2012 - July 2012 · 5 mos
Securian Financial Services, INC.
October 2007 - February 2010 · 2 yrs 4 mos
Securian Financial Services, INC.Broker
October 2007 - February 2010 · 2 yrs 4 mos
First Allied Securities, INC.Broker
November 2006 - October 2007 · 11 mos
Greenbook Securities, INC.Broker
August 2006 - January 2007 · 5 mos
Lincoln Financial Advisors Corporation
May 2006 - June 2006 · 1 mo
Greenbook Investment Management, INC.
January 2005 - October 2007 · 2 yrs 9 mos
Xelan Financial Planning, INC.
January 2003 - December 2004 · 1 yr 11 mos
Xelan Investment Services, INC.
January 2002 - January 2003 · 1 yr
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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