David Lee West

ChFC

20 Years of Experience

2 DisclosuresSells Insurance

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningHigh Net Worth

Tucker Asset Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

61 advisors

Number of Clients

3,191 clients

Average Client Portfolio

$201K average

Assets Under Management

$640.8M

Fee Structure

Minimum Investment:None

Financial Planning:Included in AUM fee

Location

1520 West Canal Court, Suite 100, Littleton, CO, 80120

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History

Regulatory History (2)

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Employment Separation After Allegations

February 2010

Regulatory

January 2006

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

David is the Founder and President of West Capital Advisors, Inc., an insurance agency, since 1996. He dedicates nearly full-time hours to providing financial consulting services and selling non-investment products, including annuities, life insurance, and long-term care insurance.

Employment History

Current Registrations

Tucker Asset Management LLC

December 2020 - Present · 5 yrs 2 mos

Previous Registrations

Alpine Capital Management, LLC

October 2013 - December 2020 · 7 yrs 2 mos

Oneamerica Securities, INC.Broker

April 2012 - July 2012 · 3 mos

Oneamerica Securities, INC.

February 2012 - July 2012 · 5 mos

Securian Financial Services, INC.

October 2007 - February 2010 · 2 yrs 4 mos

Securian Financial Services, INC.Broker

October 2007 - February 2010 · 2 yrs 4 mos

First Allied Securities, INC.Broker

November 2006 - October 2007 · 11 mos

Greenbook Securities, INC.Broker

August 2006 - January 2007 · 5 mos

Lincoln Financial Advisors Corporation

May 2006 - June 2006 · 1 mo

Greenbook Investment Management, INC.

January 2005 - October 2007 · 2 yrs 9 mos

Xelan Financial Planning, INC.

January 2003 - December 2004 · 1 yr 11 mos

Xelan Investment Services, INC.

January 2002 - January 2003 · 1 yr

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.