Roger Stubbs is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3945 E. Paradise Falls Dr, Ste 261, Tucson, AZ, 85712
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger has a passive interest in Gallo Transmission and Auto Care LLC through Legacies Unlimited LLC, and is the trustee of multiple Finet 401k plans. He also owns Roger Stubbs LLC, his Finet practice, dedicating full-time hours to it.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Schannep Investment Advisors, INC.
First Allied Securities, INC.
Schannep Investment Advisors, INC.
First Allied Securities, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations20 states
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