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CFP
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CFP

Gregory Walters

Ameriprise Financial Services, LLC
37 Years of Experience
Thibodaux, LA
Broker
View SEC Summary
View SEC Summary

Gregory Walters is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Thibodaux, LA, with 37 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

132 Rue Colette Ste A, Thibodaux, LA, 70301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory manages day-to-day activities for advisors and investment models at Argent Wealth Management, LLC, dedicating about a third of his time. He also owns several LLCs related to real estate and investment management, spending a few hours per week on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2006 - Present · 20 yrs
Ameriprise Financial Services, LLC
May 1989 - Present · 37 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 1989 - Present · 37 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1989 - July 2006 · 17 yrs 2 mos
State Registrations5 states
FLLAMTTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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