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John Suess

Stifel, Nicolaus & Company, Incorporated
27 Years of Experience
Edwardsville, IL
3 DisclosuresBroker
View SEC Summary
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John Suess is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Edwardsville, IL, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Country Club View, Suite 5, Edwardsville, IL, 62025

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Settled
Customer Dispute
September 2013
Denied
Customer Dispute
November 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a board member and secretary for the Bob Emig Foundation, which promotes youth well-being through sports and education. He dedicates minimal time to this non-investment-related activity.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2014 - Present · 12 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - January 2014 · 6 yrs
Wells Fargo Advisors, LLCBroker
January 2008 - January 2014 · 6 yrs
A. G. Edwards & Sons, INC.
December 2000 - January 2008 · 7 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
January 1999 - January 2008 · 9 yrs
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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