John Suess
John Suess is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Edwardsville, IL, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
600 Country Club View, Suite 5, Edwardsville, IL, 62025
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2025Customer Dispute
September 2013Customer Dispute
November 2007Other Business Activities
John is a board member and secretary for the Bob Emig Foundation, which promotes youth well-being through sports and education. He dedicates minimal time to this non-investment-related activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.