Dennis Nolte
Dennis Nolte is a CFP-designated registered investment advisor at LPL Financial LLC, based in Winter Park, FL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1031 W Morse Blvd Ste 323, Winter Park, FL, 32789
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2025Customer Dispute
February 2011Customer Dispute
July 2006Other Business Activities
Dennis operates his LPL business under the DBA Seacoast Investment Services and is a notary in Florida. He is also a FINRA arbitrator and a columnist for TheStreet.com, dedicating minimal time to writing.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Rosenthal Collins Securities, L.L.CBroker
National Planning CorporationBroker
Walnut Street Securities, INC.Broker
Vestax Securities CorporationBroker
Washington Investment CorporationBroker
Rosenkrantz Lyon & Ross IncorporatedBroker
Thomas James Associates, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.