Alexander Farnum Stimpson

Corient

36 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Corient

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

520 advisors

Number of Clients

25,061 clients

Average Client Portfolio

$5.7M average

Assets Under Management

$143.6B

Fee Structure

Location

500 Newport Center Drive, Suite 700, Newport Beach, CA, 92660

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Corient

November 2022 - Present · 3 yrs 3 mos

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

September 2015 - May 2016 · 8 mos

Corient Capital Partners, LLC

September 2015 - March 2023 · 7 yrs 6 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

June 2000 - September 2015 · 15 yrs 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

November 1999 - September 2015 · 15 yrs 10 mos

Hsbc Securities (USA) INC.Broker

May 1989 - August 1999 · 10 yrs 3 mos

Cm&m Futures INC.Broker

May 1989 - December 1990 · 1 yr 7 mos

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.