MS
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Mark Slevin

31 Years of Experience
Chicago, IL
Broker

Mark Slevin is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 31 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
September 2011 - Present · 14 yrs 8 mos
Nuveen Securities, LLCBroker
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Nuveen Fund Advisors, INC.
February 2009 - September 2011 · 2 yrs 7 mos
Rittenhouse Asset Management, INC.
November 2006 - January 2009 · 2 yrs 2 mos
Foreside Fund Services, LLCBroker
March 2005 - March 2006 · 1 yr
Constellation Investment Distribution Company INC.Broker
February 2002 - February 2005 · 3 yrs
Brinker Capital Securities, INC.Broker
October 1999 - June 2001 · 1 yr 8 mos
Vanguard Marketing CorporationBroker
February 1992 - August 1998 · 6 yrs 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.