Robert Penn
Robert Penn is a registered investment advisor at Penn Advisory Group INC., based in Mount Vernon, IA, with 36 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 79 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Management fees are negotiated with Penn Advisory Group and are assessed monthly, in arrears.
Fee Estimator
Location
Mount Vernon, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert refers individuals to Legal Shield and is a notary public. Since 2021, he has also been selling insurance products as an individual agent, dedicating minimal time to this activity.
Employment History
Current Registrations
Penn Advisory Group INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Broker Dealer Financial Services CORP.Broker
Essex National Securities, INC.Broker
Ameritrade, INC.Broker
Aegon USA Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.