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Leo Walker

Wells Fargo Advisors
34 Years of Experience
San Diego, CA
2 DisclosuresBroker
View SEC Summary
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Leo Walker is a registered investment advisor at Wells Fargo Advisors, based in San Diego, CA, with 34 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

4655 Executive Dr 10th Fl, [Vj-Rbo], San Diego, CA, 92121

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Customer Dispute
March 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2009 - January 2011 · 1 yr 10 mos
Wells Fargo Investments, LLCBroker
March 2009 - January 2011 · 1 yr 10 mos
Banc of America Investment Services, INC.
June 2006 - March 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
June 2006 - March 2009 · 2 yrs 9 mos
Morgan Stanley
November 2001 - July 2006 · 4 yrs 8 mos
Morgan Stanley Dw INC.Broker
October 2001 - July 2006 · 4 yrs 9 mos
Salomon Smith Barney INC.Broker
November 1998 - October 2001 · 2 yrs 11 mos
Guardian Investor Services CorporationBroker
September 1993 - December 1998 · 5 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
April 1992 - September 1992 · 5 mos
Metlife Securities INC.Broker
April 1992 - September 1992 · 5 mos
Metropolitan Life Insurance CompanyBroker
December 1989 - October 1990 · 10 mos
Metlife Securities INC.Broker
December 1989 - October 1990 · 10 mos
State Registrations27 states
AZCACODCFLGAHIIDILKYMDMIMNMONHNJNVNYOHORRISCSDTXVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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