CP
CP

Caren Poletti

34 Years of Experience
Nashville, TN
Broker

Caren Poletti is a registered investment advisor at Morgan Stanley, based in Nashville, TN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3102 West End Avenue, Suite 200, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Caren is a contributing writer for Brentwood Style Home Page and Brentwood Home Page, writing bi-weekly articles on general money matters. She also serves on the advisory board for High Hopes, Inc., a children/youth organization in Franklin, Tennessee.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2004 - June 2009 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
September 1997 - June 2009 · 11 yrs 9 mos
Prudential Securities IncorporatedBroker
July 1995 - September 1997 · 2 yrs 2 mos
Smith Barney INC.Broker
March 1995 - June 1995 · 3 mos
Prudential Securities IncorporatedBroker
October 1991 - April 1995 · 3 yrs 6 mos
State Registrations27 states
ALARAZCACOCTFLGAIAIDILINKYMDMEMIMSMTNCNHNYOHOKSCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.