DG
CFP
DG
CFP

Dominick Gallo

37 Years of Experience
Colts Neck, NJ
2 DisclosuresBroker

Dominick Gallo is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Colts Neck, NJ, with 37 years of industry experience. Dominick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Colts Neck, NJ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Closed-No Action
Customer Dispute
June 2005
Denied
Other Business Activities

Dominick owns two real estate properties, one in Brooklyn, NY and another in Pawleys Island, SC, since 2020. These properties are not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2002 - Present · 24 yrs 3 mos
Ameriprise Financial Services, LLCBroker
June 1989 - Present · 37 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1989 - July 2006 · 17 yrs 1 mo
State Registrations12 states
CACTDEFLGAMANJNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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