William Roach
William Roach is a registered investment advisor at Whichard Roach Financial, based in Arden Hills, MN, with 9 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 196 clients with $26M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Whichard Roach Financial works with Gradient Investments, LLC to manage your investments. The annual fee is 1.50% of your portfolio for Strategic, Tactical, Allocation & Defined Outcome, and Private Wealth Portfolios. For Preservation Portfolios, the annual fee is 1.00% of your portfolio. For Client Directed Accounts, the annual fee is $300. These fees are negotiable and assessed quarterly based on the value of your portfolio at the end of the previous quarter. The fees are deducted from your account.
Location
4105 Lexington Avenue North, Suite 250, Arden Hills, MN, 55126
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William operates Whichard Roach Financial, offering advisory services, financial planning, annuity sales, and life insurance. He is also the President of William J Roach, Inc., dealing with group health insurance, dedicating minimal time to this role.
Employment History
Current Registrations
Whichard Roach Financial
Gradient Investments, LLC
Previous Registrations
Gradient Advisors, LLC
State Registrations1 state
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