James Kennedy is a registered investment advisor at Smart Money Group, LLC, based in Eastland, TX, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 543 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $1.0M | 1.30% |
| $1M+ | 1.20% |
Specified rate applies only to assets in that tier. Fees are negotiable.
Fee Estimator
Location
106 South Seaman, Eastland, TX, 76448
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including ranching, real estate rental, a barber shop, and an accounting firm. He also works as a fee-based advisor with Smart Money Group LLC and is a registered representative with Calton & Associates, in addition to being an insurance agent selling life, health, long-term care, and disability insurance.
Employment History
Current Registrations
Smart Money Group, LLC
Calton & Associates, INC.Broker
Previous Registrations
Vsr Advisory Services
The Masters, INC.
Vsr Financial Services, INC.Broker
Dominion Capital CorporationBroker
Mony Securities CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.