Paul Carothers
Paul Carothers is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Clayton, MO, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
8235 Forsyth Boulevard, Suite 307, Clayton, MO, 63105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul is the owner/manager of PSC Investments LLC, buying and selling real estate, spending a few hours per week. He also has ownership in 009 Dock Assn LLC and Misty Den L.L.C., dedicating minimal time to maintenance.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations44 states
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